Financial Services

Banks, asset managers, fintechs and insurers face intensive regulatory oversight and fast-moving enforcement across multiple jurisdictions.

Overview

Financial markets are subject to rigorous conduct, prudential and reporting obligations. Regulators expect rapid remediation when issues surface and will pursue parallel civil, criminal and supervisory action.

Complex products, cross-border client bases and heightened data obligations add further risk for institutions and senior managers.

How We Help

We defend firms and individuals in investigations by agencies such as the FCA, SFO and overseas regulators, and guide clients through interviews, compelled requests and settlement strategy.

Our team designs practical compliance frameworks, conducts internal investigations and helps boards make informed decisions under pressure.

Awards & Honours

“A leading fraud and corporate defence firm. Commended for financial crime and fraud and regulatory.”

The Times Best Law Firms 2026

Tips & Resources

> What A Company Needs To Do To Obtain A Deferred Prosecution Agreement

Deferred prosecution agreements (DPAs) can be an attractive alternative to prosecution for a company that is being investigated for corporate crime.

book